should daycare that dont meet state licensing regulation be closed?
Q. should you be allow to keep seven children without being licensing
Asked by brad9670 - Sat Feb 21 10:22:15 2009 - - 8 Answers - 0 Comments

A. Well, Im not exactly sure if this is a currently licensed program or one that has been operating without a license. So, to answer in case one (the facility is already licensed) the answer is NO (maybe) Licensure is designed to make sure programs meet the requirements of developing children as assigned by the us/state/county etc. Infractions do not necessarily mean that the facility has to be closed. Often, the facility operations would need to make changes to enter compliance, and this would be ok. If infractions are very grievous (abuse, neglect) then YES, it should be shut down immediately. Ratios are not something to be ever taken lightly. The ratio of caregiver to child needs to be strictly followed. If somebody is operating a… [cont.]
Answered by fluflu66 - Sat Feb 21 11:33:08 2009

What are the regulations of novelty license plates and frames in Tennessee?
Q. I'm looking for allowable size, content, how much plate can be covered, etc.
Asked by Missing Memory - Mon Aug 4 14:10:46 2008 - - 1 Answers - 0 Comments

A. As long as the renewal stickers, county sticker, and plate numbers are clearly visible, plate frames are fine. as far as content of the plate frame, as long as there aren't profanities on them there are no regulations that I know of.
Answered by Nashville Guy - Mon Aug 4 14:23:46 2008

What securities regulations govern PE/VC firms and what are the conventional exemptions available?
Q. I'd like to know if PE/VC firms face any form of regulation whatsoever? For example, do they have have to comply with the Investment Act of <1940?> Do they require a NASD Broker/Dealer license? Must their principals register with the NASD in any capacity? And-- most importantly-- what are the conventional exemptions utilized to minimize regulatory and compliance oversight? Per Bronzebeardans answer: "QIB"-- help? Also, what about the fact that many buyout firms take fees for advice they render to portfolio companies upon sale- often in lieu of hiring an investment bank to perform that role. As I understand the SECrequirements, such activity is in a "grey area" and might trigger the need for a NASD broker/dealer license-- esp. if the deal… [cont.]
Asked by lulabessie - Fri Jun 29 21:13:49 2007 - - 1 Answers - 0 Comments

A. In order to avoid compliance with the investment company act of 1940, PE funds tend to use an exemption that permits funds that have fewer than 100 accredited investor clients or only qualified purchasers (a sort of super accredited investor that typically only institutions can qualify for -- for a sense of it, a QIB is a per se qualified purchaser). Since they don't do public offerings they are also exempt from the 1934 Act. And because each fund is considered a client rather than each limited partner in a fund, they have fewer than 15 clients typically (less than 15 active funds) so they avoid registration under the Investment Advisers Act of 1940. Note however that if you now have an open ended fund that allows redemptions within… [cont.]
Answered by Bronzebeardanswerer - Sat Jun 30 01:36:41 2007